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Title: Transfer Agent.co
Message History
SEC proposed amendments to proxy voting advice businesses from the filing of information requirements and STA Comment Letter
The post
These points will help you get the right deal when you are hiring a new Transfer Agent
The post 9 ways to get the best deal with ...
The SEC released an advance notice regarding a concept release and proposed rulemaking for transfer agents on December 22, 2015. The Advance Notice of Proposed Rulemaking (ANPR) outlines the proposed...
The post
On January 16th, The Securities and Exchange Commission (SEC) adopted amendments to Rule 17Ad-17 for Lost Securityholders and Unresponsive Payees to implement the requirements of Section 929W of the Dodd-Frank...
The post
Transfer agents have noticed a pause and significant slowdown in the Depository Trust & Clearing Corporation (DTCC) processing times as a result of Hurricane Sandy in October 2012. Here are...
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