SEC proposed amendments to proxy voting advice businesses from the filing of information requirements and STA Comment Letter

The post SEC Proxy Concept Release and STA Comment Letter appeared first on Transfer Agent.co.

These points will help you get the right deal when you are hiring a new Transfer Agent

The post 9 ways to get the best deal with your new Transfer Agent appeared first on Transfer Agent.co.

The SEC released an advance notice regarding a concept release and proposed rulemaking for transfer agents on December 22, 2015. The Advance Notice of Proposed Rulemaking (ANPR) outlines the proposed...

The post SEC Proposes New Transfer Agent Rules appeared first on Transfer Agent.co.

On January 16th, The Securities and Exchange Commission (SEC) adopted amendments to Rule 17Ad-17 for Lost Securityholders and Unresponsive Payees to implement the requirements of Section 929W of the Dodd-Frank...

The post SEC Releases Amendment of Rule 17Ad-17: Lost Securityholders and Unresponsive Payees appeared first on Transfer Agent.co.

Transfer agents have noticed a pause and significant slowdown in the Depository Trust & Clearing Corporation (DTCC) processing times as a result of Hurricane Sandy in October 2012. Here are...

The post Hurricane Sandy Still Affecting DTCC appeared first on Transfer Agent.co.

Many shareholders are confused by the transfer agent’s role in the securities market in relationship to the broker, clearing firm, DTCC, and the issuer. To clarify some of the different...

The post What is a Transfer Agent? appeared first on Transfer Agent.co.

More and more private companies around the world are employing the specialized services, and enjoying the benefits, of a professional stock transfer agency. Traditionally, the number of shareholders in privately held...

The post Private Company Benefits of Using a Transfer Agent appeared first on Transfer Agent.co.

Your company, whether private or public, could benefit from using a transfer agent. Visit our in-house vs. out-sourced page to learn more about why you should consider using a transfer...

The post Why would my company need a transfer agent? appeared first on Transfer Agent.co.