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Taking the SIE soon? This last-minute review covers the rules and numbers the exam tests most, updated for 2026, including the new $300 FINRA gift limit, the $19,000 annual gift tax exclusion, and the $20,000 529 K-12 limit.

You’ll learn why S...


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Ethics & Prohibited Activities: What You Need to Know for Your Securities Exams

What's unethical, what's prohibited, and how do you recognize the difference on exam day?

In this episode of Series 7 Whisperer®, we explore the e...


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Taxes on the Series 7 exam don't have to be complicated. The problem is that tax questions show up everywhere — stocks, bonds, mutual funds, options, retirement accounts, and even wash sales.

In this episode, the Series 7 Whisperer brea...


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