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Website title: Securities Lawyers Blog — Published by New York Securities Attorney — Gana Weinstein LLP

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Broker Robert Schmidt in Realized Financial, INC. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Schmidt (Schmidt), currently associated with Realized Financial, INC., has at least one disclosable event. These events include one customer complaint, allegi...


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Broker Troy Robertson in Copley Alternative Investments INC. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Troy Robertson (Robertson), currently associated with Copley Alternative Investments INC., has at least one disclosable event. These events include one customer comp...


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There are Recent Customer Complaints with Broker Amr Tenney in Firm Realized Financial, INC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Amr Tenney (Tenney), currently associated with Realized Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging th...


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Broker Brandon Capps in Park Avenue Securities LLC Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brandon Capps (Capps), currently associated with Park Avenue Securities LLC, has at least one disclosable event. These events include one customer complaint, allegin...


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Broker Scott Offerman in 1031 Securities INC. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Offerman (Offerman), currently associated with 1031 Securities INC., has at least one disclosable event. These events include one customer complaint, alleging ...


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