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Securities Lawyers Blog

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Website title: Securities Lawyers Blog — Published by New York Securities Attorney — Gana Weinstein LLP

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On December 1, 2025, the IBTimes published a story covering the controversial commutation of David Gentile, the convicted leader of the massive purported Ponzi scheme spun out of GPB Capital...

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The recent decision by Donald Trump to commute the prison sentence of former investment executive David Gentile has reignited national debate over accountability in large-scale financial fraud and the long-term consequences faced by investors. Gentile, a cofounder and former chief executive of GPB Capital, had been sentenced to seven years in prison after his 2024 conviction ...

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Public confidence in the financial markets depends on a simple premise: when serious misconduct is proven, meaningful consequences follow. When that premise is weakened, investor trust is weakened with it. That is why the recent commutation of David Gentile has drawn national attention and prompted concern across the investor-protection community. The decision was examined in...

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lindsey Benson (Benson), previously associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, all...

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jacob Baker (Baker), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, ...

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