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Global Compliance News

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United Kingdom: FCA Launches Review on Future AI Approach
In brief

On 27 January 2026 the Financial Conduct Authority (FCA) launched the Mills Review to examine the long-term impact of AI on financial services. Led by Sheldon Mills, this initiative invites indu...


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Australia: Treasury Moves to Strengthen MIS Governance Standards
Treasury consults on reforms to strengthen MIS governance and oversight. In brief

The Australian Treasury (“Treasury“) is consulting on proposals to enhance the governance of registered managed investment schemes (MIS). Submissions close on 27 February 2026. To provide a submission, refer to


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Spain: Spanish DPA on AI Images and New EU Code
In brief

Recent regulatory developments underscore the growing scrutiny of professional uses of generative AI. On 13 January 2026, the Spanish Data Protection Authority (“Spanish DPA”) issued a formal notice warning of the legal and privacy risks involved in uploading, transforming or generating images of individuals through AI tools. At the same time, the...


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Australia: Landmark Penalty for Cyber Security Failures
Federal Court imposes AUD 2.5 million fine for breach of AFSL obligations In brief

The Federal Court of Australia in Australian Securities and Investments Commission v FIIG Securities Limited [2026] FCA 92 has ordered FIIG Securities Limited (FIIG) to pay a penalty of AUD 2.5 million plus AUD 500,000 in costs in response to proceedings brought by the Australian Securiti...


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United Kingdom: New Cryptoassets Regime Published
In brief

On 4 February 2024, the Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 (“Cryptoassets Regulations”) were made, establishing a comprehensive regulatory framework for cryptoassets in the UK. Under this new regime, cryp...


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