The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) are proposing Form PF amendments that they say will ease the reporting burdens for private funds.
Form PF is “the confidential reporting form for certain SEC-registered investment advisers to private funds, including those ...
What is the best way for a securities firm to respond to and survive a Category 5 hurricane, a transatlantic cable cut, a financial market infrastructure (FMI) outage, and a zero-day cybersecurity attack from a state actor, especially if these disasters happened simultaneously?
While the aforementioned sounds like a Grade B movie, those are the “polycrisis” simulated d...
SimCorp, a financial technology solutions provider, is launching an artificial intelligence-based stress testing capability for its Axioma Risk offering that will enable portfolio and risk managers to use natural language in scenario analysis, officials say.
The new capability is intended to allow investment managers to spend more time...
Northern Trust is collaborating with Digital Asset Holdings, the founder of the Canton Network, a public blockchain developed for financial services firms in need of secure and interoperable transactions.
The collaboration will need the Canton Network for the custody capabilities for tokenized financial assets to come....
The controversial Consolidated Audit Trail (CAT) will remain under scrutiny by the Securities and Exchange Commission even though the SEC recently finalized a set of cost-savings and related measures intended as ways to control the big data surveillance system. The regulator also implemented exemptive relief from certain requirements under th...