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Message History

On July 16, 2026, the SEC proposed Regulation E-Delivery through its rulemaking titled Electronic Delivery of Information Under the Federal Securities Laws. The framework would allow public companies and other covered entities to deliver required investor information electronically without first …

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The SEC has recently approved new continued-listing rule changes for both NYSE and NYSE American, raising the hard lower trading-price floor for low-priced securities. Under the new rules, the minimum trading-price floor will increase to $0.25 per share. If a …

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The Securities and Exchange Commission announced a regulatory proposal on August 18, 2026. This follows a March 2026 interpretation regarding how federal securities laws apply to crypto assets. The Securities and Exchange Commission has proposed new rules that would create …

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Corporate governance is becoming more data-driven. Public companies, emerging issuers, boards, investor relations teams, and compliance professionals are managing larger volumes of information during proxy season, annual meeting preparation, shareholder outreach, and investor communications. For years, shareholder governance followed a …

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Nasdaq continues to strengthen its oversight of listed companies through a series of regulatory initiatives aimed at protecting investors and preserving market integrity. The latest proposal would grant Nasdaq explicit authority to delist a company following an SEC trading suspension, …

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