Follow Colonial Stock Transfer, filter it, and define how you want to receive the news (via Email, RSS, Telegram, WhatsApp etc.) https://follow.it/colonial-stock-transfer Sun, 16 Jan 2022 21:07:19 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYsw3GzBNKD2Kt6jHbRcHw3s Regulation A+, evolved from the 2012 Jobs Act and provides an exemption so that companies can offer shares to accredited and non-accredited (“Main Street”) investors. This process is often called a mini-IPO due to its implications for small businesses seeking growth capital.  There are two tiers. Using Tier 1, your company can raise $20 million]]> Fri, 07 Jan 2022 01:01:41 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYsw3GzBNKD2Kt6jHbRcHw3s https://api.follow.it/track-rss-story-click/v3/6u39rWRemYs1m_IovdEx3Ju9CxXrVx4c The IPO and financing transactions listing for the month of November 2021 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign]]> Thu, 06 Jan 2022 19:15:20 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYs1m_IovdEx3Ju9CxXrVx4c https://api.follow.it/track-rss-story-click/v3/6u39rWRemYs23y_gN7ip50GT5aWO9DEx In September of this year, Nasdaq updated its LAS Form, which stands for the Listing of Additional Shares. NASDAQ also changed the process for reviewing such forms. What does this mean for companies looking to list their shares for sale on the exchange? Nasdaq Rule 5250 Nasdaq Rule 5250 covers a variety of rules and]]> Thu, 06 Jan 2022 18:52:37 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYs23y_gN7ip50GT5aWO9DEx https://api.follow.it/track-rss-story-click/v3/6u39rWRemYs3A7a96NoGafdczOo_8W9B In the past, a lot of companies would give the option to hold shareholder meetings in person; however, recently, a lot of companies have shifted to online-only shareholder meetings due to Covid-19. Therefore, virtual shareholder meetings have become the norm. Even though a hybrid approach (with a physical event that is simulcast online) is usually welcomed]]> Wed, 05 Jan 2022 16:29:31 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYs3A7a96NoGafdczOo_8W9B https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvg7PIN6prZRVyOSYGFl6uu An employee stock purchase plan or ESPP allows you to invest in the corporation you work for. Public companies often offer stock as a perk to reward employees for their loyal service. Learn more about what an employee stock purchase plan is and how it could benefit you, as well as the corresponding tax implications]]> Tue, 28 Dec 2021 07:36:54 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvg7PIN6prZRVyOSYGFl6uu https://api.follow.it/track-rss-story-click/v3/6u39rWRemYu6uMQwPxwnRQX50KYzL9tX Shareholder meetings have been integral to the success of companies for many years; however, there have been changes in the way companies hold annual meetings. Even though a lot of companies held physical meetings in the past, many companies have shifted to having virtual shareholder meetings. This has led to a lot of changes in]]> Thu, 23 Dec 2021 18:15:00 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYu6uMQwPxwnRQX50KYzL9tX https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvWEofKvaICzum6srrLMsqK Through Rule 144, any small business owner, or investor, can sell their restricted stock, or securities, on the public stock market without registering them with the SEC. This legislation is important because it gives the investors and shareholders who have these securities the opportunity to resell their restricted securities themselves. In most cases, this can be]]> Sat, 11 Dec 2021 17:46:19 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvWEofKvaICzum6srrLMsqK https://api.follow.it/track-rss-story-click/v3/6u39rWRemYtg0ZZK_LyYZYfjc6hd5eWF Early in November, the Securities and Exchange Commission (SEC) instituted a new rule titled PCAOB Rule 6100, which is under the Holding Foreign Companies Accountable Act, usually shortened to HFCA. Rule 6100 is a key development because it acts as a system for the PCAOB’s determination in the event that it cannot investigate or inspect]]> Wed, 08 Dec 2021 19:27:52 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYtg0ZZK_LyYZYfjc6hd5eWF https://api.follow.it/track-rss-story-click/v3/6u39rWRemYs_dlWKP3-4rO4sICfMfkNm The IPO and financing transactions listing for the month of November 2021 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign]]> Tue, 07 Dec 2021 14:18:32 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYs_dlWKP3-4rO4sICfMfkNm https://api.follow.it/track-rss-story-click/v3/6u39rWRemYtiL_CHzSPQ0oIAmcWJ0TmB It is important for companies to do everything they can to help shareholders avoid the escheatment of their assets. Escheatment is something that takes place when public companies and securities issuers have not had any contact with shareholders over a set period of time. Under this law, states have the right to claim uncashed checks]]> Fri, 03 Dec 2021 09:50:31 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYtiL_CHzSPQ0oIAmcWJ0TmB https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvGD-2xoX_3F0Gb1Jh49AJn Are you planning on taking your company public? If so, there are several steps you need to follow during your initial public offering. You might also be wondering if you need to hire a transfer agent. A transfer agent plays an essential role in any IPO. Taking your company public comes with new regulations and]]> Fri, 03 Dec 2021 08:36:20 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvGD-2xoX_3F0Gb1Jh49AJn https://api.follow.it/track-rss-story-click/v3/6u39rWRemYuKoKMi0AdB8eGkz6RCC25z Benefit packages are crucial to attracting talented, high-level employees to a company. Basic things such as a 401(k), medical, and dental insurance are considered typical, so companies must do something to stand out and provide unmatched value. An Employee Stock Purchase Plan (ESPP) can help entice quality employees by offering them tangible growth opportunities to]]> Wed, 24 Nov 2021 21:03:47 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYuKoKMi0AdB8eGkz6RCC25z https://api.follow.it/track-rss-story-click/v3/6u39rWRemYu4Gk2WMNOAvpu9CxXrVx4c The IPO and financing transactions listing for the month of September 2021 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign]]> Mon, 08 Nov 2021 16:00:02 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYu4Gk2WMNOAvpu9CxXrVx4c https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvMShU_J0S6WsfGo0LrnZNO The IPO and financing transactions listing for the month of August 2021 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign]]> Mon, 08 Nov 2021 09:11:34 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvMShU_J0S6WsfGo0LrnZNO https://api.follow.it/track-rss-story-click/v3/6u39rWRemYuuY36S099Q3em6srrLMsqK Are you tired of working for someone else without passion or purpose? Owning your own business allows you to pursue your dreams and transform your business ideas into reality. However, you may not know where to begin. We will guide you through the steps needed to start a corporation, find funding and file taxes. You]]> Sat, 30 Oct 2021 01:10:54 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYuuY36S099Q3em6srrLMsqK https://api.follow.it/track-rss-story-click/v3/6u39rWRemYtqMcaknFmQhxeIF_fEM9tn Changes to the SEC Rule 15c2-11 went into effect on September 28, 2021. The new rules address amended 15c2-11 application requirements, requirements for public disclosure of information before quoting a security, unsolicited quotes, and the expanded role of the OTC Markets Group.  See our previous articles about the exact requirements: SEC Denies Anticipated OTC Expert Market]]> Wed, 27 Oct 2021 18:51:39 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYtqMcaknFmQhxeIF_fEM9tn https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvq7IJ5Mw_5FUGT5aWO9DEx Hiring a stock transfer agent relieves your leadership team of the administrative burden of tracking and registering shareholders. Offloading the reporting, recordkeeping, and communications of stock transactions can give you peace of mind and help you reduce your SEC compliance risk. Keep reading to learn more about the importance of stock transfer agents. The Importance of]]> Mon, 11 Oct 2021 13:41:09 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvq7IJ5Mw_5FUGT5aWO9DEx https://api.follow.it/track-rss-story-click/v3/6u39rWRemYuIaS8Iut1urt6jHbRcHw3s It is often said that there is a cost to doing business.  Proxy meeting fees have emerged as such a cost in the context of the business of investing your hard-earned dollars.  These unique fees are garnering more attention as time progresses as they are arguably egregiously excessive and even somewhat punitive.  Let’s take a]]> Tue, 05 Oct 2021 17:34:17 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYuIaS8Iut1urt6jHbRcHw3s https://api.follow.it/track-rss-story-click/v3/6u39rWRemYuIaS8Iut1urs4HQhe4ZUzd The heads of successful Nasdaq companies have put in the work necessary to transition from a privately held company into one that is publicly held.  Though going public partially cedes control over the company to shareholders, there are countless reasons as to why listing on the Nasdaq makes sense.  Let’s take a look at the]]> Tue, 05 Oct 2021 17:24:51 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYuIaS8Iut1urs4HQhe4ZUzd https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvnjyTOeDZN8q8qfTAM-Smm Overview The Stock Market as we know it has existed for over 100 years with an average of 12% gain over a 10-year period.  These kinds of numbers are prime for those who hold onto their investments for the long-term.  There have been two bona fide crashes of the market that happened in 1929 (Black]]> Thu, 30 Sep 2021 09:59:50 +0200 https://api.follow.it/track-rss-story-click/v3/6u39rWRemYvnjyTOeDZN8q8qfTAM-Smm