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Title: Colonial Filings

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For public companies looking to raise capital quickly and efficiently, Form S-3 can be a powerful tool. It enables eligible issuers to file a short-form registration statement, leveraging previously filed reports to reduce redundancy and streamline the path to market. Whether you’re planning a follow-on offering, enabling resales, or building a shelf for future flexibility, F...


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If your SEC submission includes filing fees, your process just gained a new, non‑negotiable step. Beginning July 31, 2025, the Inline XBRL fee tagging exhibit, EX‑FILING FEES, is required for all filers, including operating companies with fee‑bearing registrations and certain investment companies using Forms N‑2 and N‑14.

It’s part of the SEC’s push to...


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On August 27, 2025, the Securities and Exchange Commission (SEC) released a new Compliance and Disclosure Interpretation (CD&I) that addresses a question many public companies have asked: What happens when a company loses its Smaller Reporting Company (SRC) status? Does it immediately become an Accelerated Filer or Large Accelerated Filer?

The new ...


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On February 11, 2025, the SEC published critical updates to its Compliance and Disclosure Interpretations (CDIs) for Regulation 13D-G, providing new guidance that redefines the boundaries for investors filing Schedule 13D or Schedule 13G. CDI 103.11 and 103.12 change how investor engagement is interpreted, with big implications for institutional investors and issuers. Why does this


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On June 4, 2025, the U.S. Securities and Exchange Commission (SEC) issued Press Release 2025-82, announcing that it is seeking public comment on potential updates to the definition of “Foreign Private Issuer” (FPI). The move marks a significant moment for international companies that currently benefit from the FPI designation under U.S. securities law. If implemented,


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