Canadian Investment Regulatory Organization - Canadian Investment Regulatory Organization

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CIRO Hearing Panel issues Reasons for Decision in the matter of Tiffany Lee Felker2 days

Decision Notice [email protected] Thu, 09/17/2026 - 15:29 26-0201

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Sultani, Ali Reza1 week

[email protected] Fri, 09/11/2026 - 11:55 Sultani, Ali Reza Advisor Report ID 4B07606D-485A-4F4B-86DB-E047561A9726 Status Concluded April 29, 2016 November 27, 2018 File Re Sultani 2017 IIROC 44 File

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Client Focused Reforms (CFR) – Targeted Compliance Guidance: Practical steps to help Dealer Members ("Dealers”) and ...1 week

Administrative Bulletin » General [email protected] Tue, 09/08/2026 - 13:44 26-0200

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Silber, Arthur2 weeks

[email protected] Thu, 09/03/2026 - 13:14 Silber, Arthur Advisor Report ID 7C70308A-81FF-4B44-9C0B-6686FB769E44 Status Active August 24, 2026 File Silber, Arthur - Notice of Application 09/03/26

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