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Website title: ACA Group | Risk and Compliance (GRC) Financial Services

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ACA Foreside was also named Best ETF Regulatory/Compliance Adviser, marking its fourth award in the category since 2022. ACA Group (ACA), a leading governance, risk, and compliance (GRC) advisory and technology firm serving the financial services industry, today announced that ACA Foreside, the firm’s distribution and comp...

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Firms should act now to patch two newly disclosed vulnerabilities that could enable remote code execution and expose sensitive data.What Happened

On October 21, the PHP development team released emergency fixes for two critical...


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Reduce Repetition in Communication Reviews

A single policy-relevant phrase can appear many times as electronic communication grows. Each reply may carry the original message forward as quoted text, even when little or no new information has been added.

For compliance teams, that repetition can create a costly distraction. Reviewers may rece...


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Key TakeawaysThe FCA’s good and poor practice observations do not create a new AI rulebook. They show how existing regulatory expectations apply when firms develop, deploy, procure, or use AI.Asset managers should be able to identify their AI use cases, explain their purpose, assign clear accountability, and apply controls proportionate to their po...

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Key TakeawaysMarket Watch 86 reinforces the FCA’s expectation that firms maintain effective arrangements, systems, and controls to detect and report potential market abuse.Having automated surveillance technology and documented procedures is not sufficient. Firms must demonstrate that their controls operate effectively in practice.Surveillance aler...

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